Investment Services Companies

Since its accession to the European Union in May 2004, Malta’s financial services industry has grown robustly and is considered a jurisdiction of choice when it comes to the setting up of investment services companies. Coupled with a robust but flexible regulatory framework and a favourable tax regime, Malta can offer fund managers and other investment services companies unprecedented synergies and added value.

A provision of Investment Services in Malta is regulated by the Investment Services Act (Cap. 370 of the Laws of Malta) (the “ISA”/the “Act”). Any person or entity providing or holding himself out as providing, an investment service in Malta or from Malta must possess a valid investment services licence issued by the MFSA or, alternatively, have a validly endorsed or “passported” license from another EU Member State.

The following services constitute licensable investment services when carried out in connection with “instruments” in terms of Malta’s Investment Services Act:

  • Reception and transmission of orders;
  • Execution of orders on behalf of other persons;
  • Dealing on own account;
  • Third party asset management;
  • Trustee, custodian or nominee services;
  • Investment advice in the form of personal recommendations (excluding recommendations issued exclusively through distribution channels or to the public);
  • Underwriting of instruments and, or placing of instruments on a firm commitment basis;
  • Placing of instruments without a firm commitment basis;
  • Operation of a multilateral trading facility, bringing together multiple third parties buying and   selling interests instruments, resulting in a contract.

The above services constitute investment services when they are carried out in respect of financial “instruments” as defined in the Second Schedule to the Investment Services Act.

Our Services

Our team work closely with other practitioners both in Malta and internationally to provide an ‘all-in-one’ service to our financial services clients interested in setting up a fund or an investment services company in Malta.

  • Assistance with the setting up and management of local and foreign funds;
  • Assistance with the setting up, management and the day to day administration of the company;
  • Secretarial services and provision of registered office address;
  • Assistance with identifying the right fund platform for the client;
  • Assistance with the selection of the external service providers;
  • Liaising with the Malta Financial Services Authority;
  • Assistance with finding office space and recruitment of employees;
  • Drafting of employment contracts and recruitment of employees;
  • Payroll services.

 

palace

Practise Areas


logo

ATL Business Centre
89, Suite 3, Cannon Road, St Venera,
SVR9035, Malta

Tel: +356 2779 0100
Fax: +356 2733 2844

Email: info@alleybe.com
Skype: rudolph.alleybe